Aurora FX Trading Ltd

Corporate client - reference 100007

Draft

Onboarding lifecycle

1Draft
2Screening
3Risk assessed
4Pending review
5Active

Current status: Draft
Current step: Draft
Assigned reviewer: Asher Freed
Enhanced due diligence: Not required
Prepared by: Asher Freed
Decision reason: Not provided

Resume onboarding

Risk assessment

No risk assessment recorded

Corporate CDD questionnaire

Legal name: Aurora FX Trading Ltd
Trading name: Not provided
Registration number: 12987654
Incorporation date: 18/01/2022
Jurisdiction: United Kingdom
Registered office: 1 Canada Square, London, E14 5AB, United Kingdom
Principal place of business: Not provided
Website: Not provided
Business email: Not provided
Business telephone: Not provided
Tax number: Not provided
Nature of business: Foreign exchange and money services business
Detailed activity: Not provided
Main products and services: Not provided
Main countries of operation: United Kingdom, United Arab Emirates, Hong Kong
Services requested: FX and cross-border settlement
Expected monthly value: 500,000 GBP
Expected largest transaction: 120,000 GBP
Main currencies: Not provided
Expected source countries: United Kingdom, United Arab Emirates
Expected beneficiary countries: Hong Kong, United Arab Emirates, Germany
Documents received: Not provided
Ownership structure: Not provided
Nominee structure: Not provided
Source of funds: Business or trading income
PEP exposure: No
Sanctions exposure: No
Adverse media: No
Third-party intermediary: Not provided
Gambling exposure: Not provided
Funding account verified: Not provided
First transaction support obtained: Not provided

Directors, shareholders and beneficial ownership

Aurora FX Trading Ltd
Registered in United Kingdom
- Daniel Roth
  UBO
  100%

Name	Role	Nationality	Date of birth	Identity document	US person	PEP	Sanctions	Adverse media	Screening
Daniel Roth	UBO	-	-	-	-	-	-	-	Not screened

Internal compliance checklist

#	Item	Status	Owner	Notes
1	Identity and verification	Completed	Asher Freed	Identity checked against the government photo identity document and proof of address.

Documents obtained

No documents recorded

Client documents (portal)

Client portal link

Send this link to the client so they can upload their KYC documents securely.

0 files received4 required sections still missing

Passport or photo IDRequired

Missing

Not yet sent by the client.

Proof of addressRequired

Missing

Not yet sent by the client.

Source of fundsRequired

Missing

Not yet sent by the client.

Bank statementRequired

Missing

Not yet sent by the client.

Other document

None

No additional documents sent.

Requests and reminders

No outstanding requests. Raise one to chase the client for documents or evidence.

Screening

No screening record

Transaction monitoring

Book a transaction to test the client against the monitoring rules. The engine re-runs over the full history and raises any new alert.

Transactions

No transactions recorded

Monitoring alerts

No alerts

This client has no monitoring alerts against their current activity.

Periodic review history

No reviews scheduled

Decision history

No decision events yet

Risk assessment, review submission and the approval or rejection are recorded here as they happen.

Audit trail

Append-only

When	Action	Actor	Change	Basis
20 Jul 2026, 15:07	Identity verified	Asher Freed	Verified (manual) Identity and verification step completed via Sumsub.	Policy 2026-04
20 Jul 2026, 15:05	Draft created	Asher Freed	Draft Draft corporate onboarding file opened for Aurora FX Trading Ltd.	Policy 2026-04
20 Jul 2026, 13:20	Draft created	Igor Lipovetsky	Draft Draft corporate onboarding file opened for Bridgepoint Recruitment Ltd.	Policy 2026-04